Compliance and Ethics in Law Firms

About this book

"One of the key features of outcomes-focused regulation is the expectation that everyone working in a law firm will demonstrate ethical and professional behaviours. The principles of the SRA Code of Conduct 2011 underpin all aspects of practice. Not only do solicitors need to be aware of their professional conduct duties, but all other members of the firm, regardless of job title or qualifications, must also understand the principles.Getting this wrong can not only damage a firm's client relationships, but it can also lead to legal/regulatory action, professional indemnity implications, and loss of reputation. [This] is a practical book which can be used by everyone who works in a law firm, as it provides both a useful reminder of essential requirements for solicitors and an introduction to conduct, ethics and compliance obligations for non-legally trained members of the firm."--Back cover.