Author

Clifford E. Kirsch

20 books found

Cover of Broker-dealer advisory services 2014

Broker-dealer advisory services 2014

Clifford E. Kirsch · First published 2014

Cover of Financial services fiduciary duties

Financial services fiduciary duties

Clifford E. Kirsch · First published 2014

Cover of Fundamentals of broker-dealer regulation 2014

Fundamentals of broker-dealer regulation 2014

Clifford E. Kirsch · First published 2014

Cover of Securities law and practice 2014

Securities law and practice 2014

Clifford E. Kirsch · First published 2014

Cover of Financial services industry regulatory compliance & ethics forum 2013

Financial services industry regulatory compliance & ethics forum 2013

Clifford E. Kirsch · First published 2013

Cover of Municipal securities activity by broker-dealers and advisors 2013

Municipal securities activity by broker-dealers and advisors 2013

Clifford E. Kirsch · First published 2013

Cover of Broker-dealer and adviser regulatory compliance forum 2010

Broker-dealer and adviser regulatory compliance forum 2010

Clifford E. Kirsch · First published 2010

Cover of Financial services industry regulatory compliance & ethics forum 2010

Financial services industry regulatory compliance & ethics forum 2010

Clifford E. Kirsch · First published 2010

Cover of Fundamentals of broker-dealer regulation 2010

Fundamentals of broker-dealer regulation 2010

Clifford E. Kirsch · First published 2010

Cover of Fundamentals of investment adviser regulation 2010

Fundamentals of investment adviser regulation 2010

Clifford E. Kirsch · First published 2010

Cover of Financial services industry regulatory compliance & ethics forum 2009

Financial services industry regulatory compliance & ethics forum 2009

Clifford E. Kirsch · First published 2009

Cover of Fundamentals of broker-dealer regulation 2009

Fundamentals of broker-dealer regulation 2009

Clifford E. Kirsch · First published 2009

Cover of Fundamentals of investment adviser regulation 2009

Fundamentals of investment adviser regulation 2009

Clifford E. Kirsch · First published 2009

Cover of The ABCs of investment adviser regulation

The ABCs of investment adviser regulation

Clifford E. Kirsch · First published 2006

Cover of Nuts & bolts of financial products, 2005

Nuts & bolts of financial products, 2005

Clifford E. Kirsch · First published 2005

Cover of Financial Product Fundamentals

Financial Product Fundamentals

Clifford E. Kirsch · First published 2004

Cover of Mutual Fund Regulation

Mutual Fund Regulation

Clifford E. Kirsch · First published 2002

Cover of Nuts & bolts of financial products, 2001

Nuts & bolts of financial products, 2001

Clifford E. Kirsch · First published 2001

Cover of Investment adviser regulation

Investment adviser regulation

Clifford E. Kirsch · First published 1996

Cover of The Financial Services Revolution

The Financial Services Revolution

Clifford E. Kirsch · First published 1996